Securities Regulation (5370)

A survey of the 1933 and 1934 Acts, including the concept of a "security," registration requirement under the Acts, exemptions from registration, periodic reporting requirements, and a study of insider trading and securities fraud.

Grading: Exam

Prerequisite(s): Business Organizations or Business-Corporations

Credits: 3

Offered: Spring

Categories:
Statutory Course

Subject Areas:
Business/Corporate/Commercial:: edit ::

Taught by:

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