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Securities Regulation (5370)
A survey of the 1933 and 1934 Acts, including the concept of a "security," registration requirement under the Acts, exemptions from registration, periodic reporting requirements, and a study of insider trading and securities fraud.
Grading: Exam
Prerequisite(s): Business Organizations or Business-Corporations
Credits: 3
Offered: Spring
Categories:
Statutory Course
Subject Areas:
Business/Corporate/Commercial:: edit ::
Taught by:
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